
Alberta Securities Commission
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Reporting Issuer List - Cover Page
Cease Trade Order
If a reporting issuer is subject to a cease trade order issued by the ASC or the Executive Director under subsection
33.1(1) of the Act or by the ASC under 198(1) or (2) of the Act, the cease trade order will be disclosed beside the name of
the reporting issuer. Securities that are subject to a cease trade order of the ASC may not be traded in Alberta.
To determine if a person or company is the subject of a management or insider cease trade order issued by the ASC,
please refer to 'Enforcement Orders' located under the Enforcement section on the ASC website (at
www.albertasecurities.com).
Additional information may be obtained by:
· reviewing the filings made by the reporting issuer on SEDAR (at www.SEDAR.com);
· contacting the reporting issuer directly;
· reviewing the Commission website; or
· reviewin
the national cease trade order database located on the CSA website
at www.CSA.com
.
Please be advised that pursuant to section 29 of Bill 25, the Securities Amendment Act, 2006, section 141 of the Securities Act (Alberta) has been repealed and replaced.
As a result the ASC is no longer be issuing certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to
this defaulting reporting issuer list. The full text of Bill 25 can be accessed at the Alberta Legislative Assembly website under Bills and Amendments.
Every effort is made to ensure the accuracy of information included in the reporting issuers’ list. A reporting issuer that does not appear on this list or that has inappropriately
been noted in default should contact the Alberta Securities Commission (ASC) promptly. If appropriate, the list will be revised as necessary.
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